Gramm–Leach–Bliley Act

Results: 988



#Item
621Custodian bank / Fiduciary / Individual retirement account / Custodial account / Gramm–Leach–Bliley Act / Depository Trust & Clearing Corporation / Bank / Law / Financial institutions / United States federal banking legislation

Comment Letter on File No. S7-22-06

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Source URL: www.sec.gov

Language: English - Date: 2007-03-30 09:42:27
622106th United States Congress / Finance / Credit union / Business / U.S. Securities and Exchange Commission / Short / Gramm–Leach–Bliley Act / Dodd–Frank Wall Street Reform and Consumer Protection Act / Bank regulation in the United States / United States federal banking legislation / Financial regulation / Short selling

Microsoft Word - secbrokerdealerltr letterhead.doc

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Source URL: www.sec.gov

Language: English - Date: 2007-03-27 11:30:18
623Law / Fair Credit Reporting Act / Gramm–Leach–Bliley Act / Fair and Accurate Credit Transactions Act / Regulatory compliance / Opt-out / Affiliate marketing / Electronic signature / Internet privacy / United States federal banking legislation / Financial economics / Business

August 16, 2004 Jonathan G. Katz, Secretary Securities and Exchange Commission 450 Fifth Street, NW Washington, DC[removed]File Number: S7-29-04

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Source URL: www.sec.gov

Language: English - Date: 2004-08-17 15:50:42
624United States federal banking legislation / United States securities law / Corporate crime / U.S. Securities and Exchange Commission / Gramm–Leach–Bliley Act / Security / Underwriting / Securities market / Credit rating agency / Business / Financial economics / Financial regulation

1120 Connecticut Avenue, NW Washington, DC[removed]5277 Fax: [removed]www.aba.com

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Source URL: www.sec.gov

Language: English - Date: 2004-08-17 15:17:58
62573rd United States Congress / United States Securities and Exchange Commission / United States securities law / Gramm–Leach–Bliley Act / Fiduciary / Broker-dealer / Savings and loan association / U.S. Securities and Exchange Commission / Securities Exchange Act / Law / United States federal banking legislation / Financial institutions

PDF Document

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Source URL: www.sec.gov

Language: English - Date: 2007-03-22 14:21:48
626USAA / Business / Gramm–Leach–Bliley Act / Fair Credit Reporting Act / Fair and Accurate Credit Transactions Act / Opt-out / Direct marketing / Federal Trade Commission / Online shopping / United States federal banking legislation / Marketing / Financial economics

+ -2. U Larkin W. Fields Senior Vice President

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Source URL: www.sec.gov

Language: English - Date: 2004-08-18 07:21:13
627Marketing / Fair Credit Reporting Act / Gramm–Leach–Bliley Act / Opt-out / Affiliate marketing / Fair and Accurate Credit Transactions Act / Government procurement in the United States / Federal Trade Commission / United States federal banking legislation / Financial economics / Business

August 12, 2004 Mr. Jonathan Katz Secretary, Securities and Exchange Commission 450 5th Street, NW Washington, DC[removed]Re: File Number S7-29-04

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Source URL: www.sec.gov

Language: English - Date: 2004-08-16 14:31:25
628Investment / Fair Credit Reporting Act / Gramm–Leach–Bliley Act / U.S. Securities and Exchange Commission / Insurance / Financial institution / Federal Reserve System / Dodd–Frank Wall Street Reform and Consumer Protection Act / Central Bank of Ireland / United States federal banking legislation / Financial economics / Financial regulation

Mellon Financial Corporation Michael E. Bleier General Counsel July 26, 2004 Ms. Jennifer J. Johnson, Secretary

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Source URL: www.sec.gov

Language: English - Date: 2004-07-28 07:35:43
629Investment / Financial services / Financial markets / United States federal banking legislation / Registered Investment Advisor / Broker-dealer / Fiduciary / Mortgage broker / Gramm–Leach–Bliley Act / Financial economics / Law / Finance

National City Corporation 1900 East Ninth Street, Locator[removed]Cleveland, OH[removed]Timothy J. Lathe Executive Vice Pres~dent

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Source URL: www.sec.gov

Language: English - Date: 2007-03-27 14:17:39
630Computer law / Gramm–Leach–Bliley Act / Privacy law / Fiduciary / U.S. Securities and Exchange Commission / Bank / Federal Reserve System / Broker-dealer / Office of Thrift Supervision / Law / United States federal banking legislation / 106th United States Congress

March 26, 2007 Ms. Jennifer J. Johnson Secretary Board of Governors of the Federal Reserve System 20th Street and Constitution Avenue, N.W.

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Source URL: www.sec.gov

Language: English - Date: 2007-03-27 13:05:05
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